It is wrong when life savings are lost through unsuitable high risk stocks, options, mutual funds - or even annuities or bonds! Margin borrowing often made the losses even greater. Some brokers and firms now blame investors for their own losses. Don't be fooled by these tactics!
"Broker fraud" includes theft, lying and deceit, but it also includes other types of wrongdoing, such as churning, unauthorized transactions, unsuitable investments and other acts of greed, incompetence and negligence by stockbrokers, financial planners, and others in the securities industry. Common forms of broker misconduct.
There are regulations and laws written to protect investors. Securities regulators "police" the securities industry and issue fines and suspensions. To recover their losses investors must file claims for recovery. Statistics demonstrate that they are far more likely to recover if they are represented by experienced attorneys. Since investors sign account documents at brokerage firms which almost always contain binding arbitration clauses, most claims against brokerage firms must be resolved in securities arbitration instead of court. Learn more about securities arbitration.
If you are a victim of misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, web-broker outages, "selling away" from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research, "boiler room" sales practices, Wall Street fraud or negligence contact us for a free consultation.
What is the amount of your financial loss?
What is the name of your financial institution?
Briefly describe your situation and legal needs.
Find out if you qualify. Free consultation.
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Please note that you are not considered a client until you have signed a retainer agreement and your case has been accepted by us.
Prior results do not guarantee or predict a similar outcome with respect to any future matter. Attorney Advertisin
In matters involving securities/investment fraud or claims against stockbrokers for fraud, customers should contact a securities fraud attorney. It is important that you consult with qualified investment or securities fraud lawyer to determine which deadlines may apply to your particular claims.
Call our Securities Fraud Attorneys today for a free consultation
$11 Billion investment fraud losses in 2010
1.800.669.4878
